Originally Published in
the Chicago Association of Insurance Women Newsletter, July 2001
Advance Health Care Directives: A Summary
by
With an ever increasing elderly population, and ongoing
medical advances which provide life-sustaining treatment to incapacitated
individuals, more and more patients and health care providers are concerned
with end-of-life issues. Dealing with these issues before a patient loses the
ability to make a decision for themselves provides not only a sense of security
for the individual, family, and friends, but also for the health care provider.
An advance directive is an order that allows a patient, prospectively, to make
decisions concerning their health care and/or end-of life issues. Many states
have similar laws. The following is a brief summary of advance directives
available in Illinois and the circumstances in which each may be used.
Mental Health Treatment Preference
Declaration Act
755 ILCS 43
A Mental Health Treatment Preference Declaration governs administration
of electroconvulsive treatment, administration of psychotropic medication and
voluntary admission to a mental health facility for a period of up to 17 days.
This is the only document that allows an appointed “Attorney-in-fact” to make a
decision to voluntarily admit a patient to a mental health facility. Because
any issues dealing with Mental Health Care are strictly scrutinized under the
law, the requirements for such a declaration are very stringent as well. The
declaration must be made by competent adult, may include consent to or refusal
of mental health treatment and must be made part of the patient’s mental health
and/or medical record. It is only effective if it is signed by the person to be
committed and two adult witnesses. Witnesses may not be (1) the attending
physician/mental health service provider or their relative (2) an
owner/operator of the mental health facility in which the principal is a
patient or a resident (3) a relative of the principal by blood, marriage, or
adoption. The designated “Attorney-in-fact” may not be: (1) the attending
physician/mental health service provider or their employee if they are not
related to the principal by blood, marriage, or adoption, or (2) an
owner/operator or their employee of the mental health facility in which the
principal is a patient or a resident unless they are related to the principal
by blood, marriage, or adoption. An approved Form that complies with the
statute is provided in the body of the statute and is posted on the Illinois Department
of Public Health website. www.idph.state.il.us/public/books/advin.htm
In a Power of Attorney for Health Care, the patient offers the
broadest powers to the designated Agent. The patient/principal may include
limitations on the powers, the Power of Attorney may extend beyond the life of
the patient/principal, and the patient/principal may revoke it at any time
(even if the principal is incompetent). Powers delegated to the Agent include
all powers the individual may have to be informed about and to consent to or
refuse or withdraw any type of health care for the individual and all powers a
parent may have to control or consent to health care for a minor child. (except
as noted above for mental health treatment). The designated Agent may not be
the attending physician or health care provider for the principal (although the
agent may be a health care provider not administering health care to the
principal). In general, the principal has also executed a Living Will, the
Power of Attorney governs.
It is the responsibility of the principal or the agent to
make health care providers aware of any Power of Attorney and of any amendment
or revocation. The health care provider must then make the document part of the
patient record, and the health care provider must then inform the appointed
agent whenever the provider believes the patient lacks capacity to act on his
own behalf.
An approved Statutory Form is posted on the Illinois
Department of Public Health website. Non-statutory forms may be used, and must
be executed by the principal, designate the agent and the agent’s powers, and
comply with restrictions on who may and may not serve as Agent, but do not need
to be witnessed.
755 ILCS 35
This statute recognizes the individual’s right to make a
written declaration instructing his or her physician to withhold or withdraw
death-delaying procedures in the event of a terminal condition. It generally
applies to only to death delaying procedures. Note, however, that nutrition and
hydration shall not be withdrawn or withheld from a patient who has executed a
Living Will if the withdrawal or withholding would result in death solely from dehydration
or starvation rather than from the existing terminal condition. A Power of
Attorney for Health Care, in contrast, does allow the designated Agent to
withdraw or withhold nutrition and hydration even if death would result solely
from dehydration or starvation. A terminal condition must be diagnosed and
verified in writing by the attending physician who has personally examined the
patient, and consists of “an incurable and irreversible condition which is such
that death is imminent and the application of death delaying procedures serves
only to prolong the dying process.” The
written verification of a terminal condition is to be placed in the patient
record and a physician is presumed to be acting in good faith. The physician is
immune from civil or criminal liability that otherwise might be incurred under
a Living Will unless it is alleged and proven that the physician’s action
violated the standard of reasonable professional care and judgment under the
circumstances.
Any competent adult may execute a Living Will, which must be
signed by the declarant (or another at the
declarant’s direction) and witnessed by two individuals 18 or older. If the
patient is diagnosed as pregnant, the Living Will will
be given no force and effect as long as in the opinion of the attending
physician it is possible that the fetus could develop to the point of live
birth with the continued application of death delaying procedures. Again, it is
the responsibility of the patient to make the attending physician aware of the
Living Will and its provisions. It is the responsibility of the attending
physician to make the document part of the patient’s record and to promptly
inform the patient if the physician is unwilling to comply with its provisions.
If the physician is unwilling, it is the responsibility of the patient or, if
incapable, certain authorized persons, to initiate transfer to another
physician. An approved Statutory Form is provided in the body of the statute
and is posted on the Illinois Department of Public Health website.
755 ILCS 40
This Act covers those situations in which a person who lacks
decisional capacity has no known valid or applicable Power of Attorney for
Health Care or Living Will The Surrogate Act is not triggered until such time
as the attending physician determines to a reasonable degree of medical
certainty that the patient lacks decisional capacity. It is only after a
determination by the attending physician that the patient has a “qualifying
condition” that the surrogate decision maker may consider whether or not to
forgo life-sustaining treatment. The physician, who has personally examined the
patient, must certify in writing in the patient chart that the patient has one
or more of three defined “qualifying conditions”. The qualifying conditions
are, generally, as follows: (1) Terminal Condition, (2) Permanent
Unconsciousness, and (3) Incurable or Irreversible Condition for which there is
no reasonable prospect of recovery or cure, which will cause the patient’s death
even if life-sustaining treatment is initiated or continue, which imposes
severe pain or an inhumane burden on the patient, and any life-sustaining
treatment, in light of the patient’s medical condition, provides only minimal
medical benefit. In addition, before considering whether or not to forgo
life-sustaining treatment, at least one other physician must concur, in writing
in the patient record after physical examination, in the determination that the
patient lacks decisional capacity.
A surrogate must be an adult with decisional capacity who is
available upon reasonable inquiry, is willing to make medical treatment
decisions for the patient, and is identified by the physician according to the
provisions in the statute. The statutory priority is as follows: (1) guardian
of the person, (2) patient’s spouse, (3) any adult son or daughter of the
patient, (4) either parent of the patient, (5) any adult brother or sister of
the patient, (6) any adult grandchild of the patient, (7) a close friend of the
patient, and (8) guardian of the estate. Please note, that if there are
multiple surrogate decision makers at the same priority level, it is the
responsibility of the surrogates to make reasonable efforts to reach a
consensus regarding decisions. If two or more surrogates of equal priority
indicate that they disagree with the decision, a majority of the available
decision makers in that priority class shall control. The minority may then
initiate guardianship proceedings, but in no case is any person required to
seek appointment of a guardian. The surrogate’s name, address, telephone number
and relationship to the patient must be entered in the patient record. Any
person dealing with the surrogate may presume in the absence of actual
knowledge to the contrary that the acts of the surrogate conform to this Act.
However, no person will be protected who has actual knowledge that the
surrogate is not entitled to act or that any particular action or inaction is
contrary to the provision of this Act.
If the adult patient is deemed to have decisional capacity,
health care decisions are to be made by that adult patient. There must be
documentation in the medical record of the various medical requirements The Act
requires that the surrogate shall make decisions that conform as closely as
possible to what the patient would have done or intended under the
circumstances. If the patient’s wishes are unknown, the surrogate should make
decisions based on the patient’s best interests. If no surrogate decision maker
or guardian is determined to be available after reasonable inquiry by the
health care provide, decisions may be made by a court appointed guardian.■